Работала в 6 компаниях   11 лет 8 месяцев

Финансовые услуги, IT, IT-консалтинг / Услуги / Производство оборудования, Банки

Head of Risk and Compliance

Payop

Финансовые услуги

7 месяцев

09.2023 - 04.2024

· Built a strong department and strengthened the team

· Structured and updated the department's documentation

· Developed an efficientand structured storage space for documentation

· Initiated and supported screening system and fraud system optimisation and itsintegration with the admin panel

· Developed and implemented AML training program and plan in accordance withregulatory requirements

· Wrote department documents from scratch: business verification instruction,business re-verification procedure, account closure procedure, label manual,screening procedure, policy updating procedure, recipient verification procedure

· Developed processes from scratch: account closure, screening, recipientverification, label setting, policy updating process

· Created work tools that increased department efficiency and improved customerexperience: decision-making matrix, risk exposure register, fraud register,documentation update register, labels system for the admin panel, business changequestionnaire, SOF/SOW questionnaire

Responsibilities:

· Leading the Risk & Compliance department (onboarding (KYB), AML and anti-fraudfunctions)

· Organizing the department and ensuring its efficiency (developing departmentprofile, organization and culture framework, SLAs, performance metrics, OKRsprogram, quality assurance program including the methodology and scoring)

· Ensuring compliance with regulatory requirements

· Leading risk management process

· Building new processes and improving existing processes

· Writing department documentation from scratch (procedure, instruction, manual)

· Developing and ensuring staff training (designing training program and plan,delivering trainings)

· Managing the team (max 7 FTEs)

Sanctions team lead (FinCrime team lead from Jan 2023)

Wirex

IT

1 год 2 месяца

03.2022 - 05.2023

· Successfully increased the quality of the team’s work, ensuring more than 85% ofwork quality

· Improved and optimised sanctions processes in 6 months and reached 100% itsoperation based on QA team assessments

· Cleared backlog in 6 months by optimising tools and processes, developing anadditional flow and motivating the team

· Developed and implemented effective SLAs and CAMs, resulting in enhancedbusiness operation, customer satisfaction and risk mitigation

· Created structured and detailed process maps for sanctions, PEP, adverse mediamatch review, ensuring a comprehensive approach for match review and theirresolution as well as reducing errors among the team

Responsibilities:

· Successfully led the team, held 121s, set OKRs, evaluated employee’s performanceand motivated team for high results

· Oversaw team workload and capacity, ensuring optimal workload distribution andreasonable capacity

· Conducted quality assurance (QA) program

· Provided an expert matter advices on team escalations and concerns related tosanctions, AML, fraud and KYC

· Approved high risk customers, ISARs raising and account closures

· Conducted due diligence of counterparties

· Identified and reported system incidents, collaborated with technical team onissues and supported their resolution, including testing

· Drafted/updated procedure

· Prepared comprehensive reports to upper management, covering issues andrecommendations

Senior AML analyst

Wirex

IT

1 год 3 месяца

11.2020 - 02.2022

· Improved new team members’ quality of work through regular trainings andmentorship

· Reduced time for match review by creating and delivering the training on how tooptimise match review and ensure it’s correctly resolved

Responsibilities:

· Proactively reviewed PEP/sanctions/adverse media screening matches andensured their correct resolution

· Successfully led PEPs onboarding process

· Conducted EDD for high risk customers· Conducted due diligence and screening of counterparties

· Conducted QA of outsourced staff and employees

· Effectively communicated with MLRO to thwart potential money laundering orterrorist financing

· Conducted investigation of customer activity to support risk-based decisionmaking

· Prepared SARs

· Trained staff in screening and open search

· Revised/updated procedure

Compliance officer

Wirex, fintech

IT-консалтинг / Услуги / Производство оборудования

2 года 6 месяцев

04.2018 - 10.2020

· Ensured high-quality processing of customer requests and achieved over 85%customer satisfaction

· Created and delivered to colleagues a presentation on AML regulations andcompliance

Responsibilities:

· Reviewed PEP/sanctions screening matches

· Responded on customer requests

· Conducted customer verification

· Identified forged POI/POA documentation

· Performed QA for verification team

· Identified, investigated and documented compliance violations and recommendedcorrective measures

· Identified gaps in existing compliance processes and recommended updates

Sanctions specialist

Сітібанк, АТ

Банки

2 года 8 месяцев

11.2014 - 07.2017

· Created the matrix “Decisions and Rationales” for match disposition, resulting in areduction in team errors

Responsibilities:

· Performed screening of transactions

· Led screening process for incoming payments (implemented monitoring processand internal controls for post screening, implemented the process of month closure)

· Conducted Manager’s Control Assessment, detected breaches in processes andprovided decisions for their resolution through implementation of internal controls,description of particular details in the procedure and providing awareness forcolleagues

· Tested new implementations and optimised processes

· Updated Sanctions Screening procedure

Business loan officer

ProCredit bank

Банки

3 года

07.2011 - 07.2014

· Entered top 10 business loan advisers in the bank

Responsibilities:

· Conducted clients acquisition

· Established client records regarding the business

· Performed the analysis of client's documents

· Performed financial analysis (balance, P&L, cash flow, financial coefficients)

· Prepared loan application and resume to Credit Committee

· Performed restructuring of client’s debt

· Performed an initial collateral evaluation

Ключевая информация

Hard skills: AML/CFT compliance, Regulatory compliance, Sanctions programs and screening, Risk assessment and mitigation, KYC/KYBCDD/EDD, Financial crime prevention, Procedure writing, Process related activities, Quality assurance

Soft skills: Structured in approach, Result-focused, Creativity and innovation, Planning and organization, Analytical thinking, Strategic thinking, Leadership and team management, Problem solving, Decision-making, Communication skills

Technical skills: MS Office, Google drive, Jira, Confluence, PassFort, Onfido, Power BI, Chainalysis,Draw.io, Freshdesk, Seon, Sumsub, Miro, Zendesk

Училась в 1 заведении

Kyiv National Economic University named after V. Hetman

Banking

Киев, 2012

Владеет языками

Английский

продвинутый

Может проходить собеседование на этом языке

Может проходить собеседование на этом языке

Украинский

родной

Может проходить собеседование на этом языке

Может проходить собеседование на этом языке

Курсы, тренинги, сертификаты

Courses & Trainings

Киев, 2023

- Sanctions screening tuning and best practices, ACSS

- EU sanctions due diligence: challenges & best practices, ACSS

- Risk management, elearningcolleage.com

- English courses, British Council

- Operational Analysis of Suspicious Transaction Reports, Basel learning


Татьяна

Compliance | AML | Risk | Verification | Operations head/chief

Киев

4 500 $

35 лет

полная занятость, неполная занятость, проектная работа

Характер работы: удаленная работа, гибридная

Обновлено 1 месяц назад